Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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FPP Asset Management LLP
FRN 489939
- SMF1 Chief Executive (since 30 Sep 2020)
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- [FCA CF] Algorithmic trading (1 Dec 2016 to 28 Mar 2018)
- [FCA CF] Client dealing (7 Mar 2016 to 8 Oct 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 8 Oct 2019)
- [FCA CF] Significant management (7 Mar 2016 to 28 Mar 2018)
- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
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- [FCA CF] Client dealing (7 Mar 2016 to 8 Oct 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 8 Oct 2019)
- [FCA CF] Material risk taker (7 Mar 2016 to 8 Oct 2019)
- [FCA CF] Significant management (7 Mar 2016 to 28 Mar 2018)
- [FCA CF] Algorithmic trading (7 Mar 2016 to 28 Mar 2018)
- CF29 Significant management (20 Nov 2012 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 18 Apr 2008)
- CF21 Investment Adviser (3 Aug 2004 to 31 Oct 2007)
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- [FCA CF] Algorithmic trading (7 Mar 2016 to 28 Mar 2018)
- [FCA CF] Client dealing (7 Mar 2016 to 8 Oct 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 8 Oct 2019)
- [FCA CF] Significant management (7 Mar 2016 to 28 Mar 2018)
- CF29 Significant management (20 Nov 2012 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 18 Apr 2008)
- CF21 Investment Adviser (3 Aug 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.