Forvis Mazars Financial Planning Limited

• Principal Place of Business

  Forvis Mazars LLP

  30 Old Bailey

  London

  City Of London

  EC4M 7AU

  UNITED KINGDOM

  Phone

  +4402070634000

  Web

  https://www.forvismazars.com/uk/en

• Complaints Contact

  Forvis Mazars LLP

  30 Old Bailey

  London

  City Of London

  EC4M 7AU

  UNITED KINGDOM

  Phone

  +442070634000

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Credit Brokering

• Stockbroking

  For Professional, Retail (Investment), Debenture, Government and public security, Share, Structured Deposits, Unit

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Debenture, Government and public security, Share, Unit

• Paul David Herbert

  IRN PDH00009

  • CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2002)
• Paul George Willans

  IRN PGW01076

  • Responsible for Insurance Mediation (7 Oct 2008 to 26 Feb 2010)
  • CF30 Customer (1 Nov 2007 to 8 Mar 2010)
  • CF1 Director (20 Dec 2004 to 8 Mar 2010)
  • CF8 Apportionment and Oversight (20 Dec 2004 to 1 Nov 2007)
  • CF3 Chief Executive (20 Dec 2004 to 8 Mar 2010)
  • CF21 Investment Adviser (20 Dec 2004 to 31 Oct 2007)
• Paul Mitchell Haigh

  IRN PMH01112

  • CF30 Customer (1 Nov 2007 to 25 Jan 2008)
  • CF21 Investment Adviser (2 Mar 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (3 Nov 2005 to 31 Oct 2007)
• Paul Smith

  IRN PJS01298

  • CF30 Customer (7 Aug 2012 to 31 Aug 2018)
• Paul Timothy Grainger

  IRN PTG00004

  • CF21 Investment Adviser (5 Sep 2003 to 13 Sep 2005)
  • CF24 Pension Transfer Specialist (3 Jan 2003 to 13 Sep 2005)
• Philip Edward Daniels

  IRN PED00004

  • CF30 Customer (2 Jul 2014 to 15 May 2015)
• Phillip Johns

  IRN PXJ01340

  • CF30 Customer (15 Jan 2018 to 14 Feb 2019)
• Richard Alan Rouse

  IRN RAR01139

  • CF30 Customer (1 Feb 2012 to 5 Dec 2014)
• Richard Alexander Brian Stewart

  IRN RAS00016

  • CF30 Customer (27 Apr 2011 to 2 Feb 2015)
• Robert Alan Marshall

  IRN RAM01218

  • CF30 Customer (17 Jul 2014 to 2 Jan 2018)

• Rowanmoor Consultancy Limited (no longer appointed)

  FRN 807694 · Appointed 27 Apr 2018 · Until 11 Nov 2021

• Mazars Employee Benefits Limited (no longer appointed)

  FRN 441536 · Appointed 19 Apr 2011 · Until 3 Jan 2018

• Mazars Employee Benefits Limited (no longer appointed)

  FRN 441536 · Appointed 16 Feb 2011 · Until 16 Feb 2011

No changes recorded yet.