Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (AR) (7 Aug 2015 to 10 May 2023)
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- Employed By (7 Aug 2015 to 10 May 2023)
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- CF30 Customer (27 Apr 2011 to 2 Feb 2015)
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- Employed By (27 Apr 2011 to 2 Feb 2015)
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- CF30 Customer (1 Nov 2007 to 1 Apr 2011)
- CF1 Director (AR) (17 Feb 2006 to 1 Apr 2011)
- CF1 Director (1 Dec 2001 to 7 Jun 2006)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF11 Money Laundering Reporting (1 Dec 2001 to 21 Jan 2003)
- CF10 Compliance Oversight (1 Dec 2001 to 21 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.