Paul Smith

• TrinityBridge Limited

  FRN 119329

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 16 Feb 2023)
  • [FCA CF] Functions requiring qualifications (since 16 Feb 2023)
• BROWN SHIPLEY & CO. LIMITED (no longer approved here)

  FRN 124548

  • [FCA CF] Functions requiring qualifications (9 Sep 2019 to 21 Oct 2022)
• Forvis Mazars Financial Planning Limited (no longer approved here)

  FRN 182644

  • CF30 Customer (7 Aug 2012 to 31 Aug 2018)
• Coutts & Company (no longer approved here)

  FRN 122287

  • CF30 Customer (16 Aug 2011 to 11 Jun 2012)
• West Bromwich Building Society (no longer approved here)

  FRN 104877

  • CF21 Investment Adviser (11 Jan 2007 to 4 May 2007)
  • CF22 Investment Adviser (Trainee) (25 Nov 2005 to 11 Jan 2007)
• NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)

  FRN 117664

  • CF22 Investment Adviser (Trainee) (26 Mar 2003 to 26 Sep 2005)
• N.F.U. Mutual Unit Managers Limited (no longer approved here)

  FRN 121922

  • CF22 Investment Adviser (Trainee) (26 Mar 2003 to 26 Sep 2005)

No changes recorded yet.