Date authorised
17 December 2015
Companies House
09075635
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    Greenwood House
    London Road
    Bracknell
    Bracknell Forest
    RG12 2AA
    UNITED KINGDOM
    Phone
    +443332419900
  • Complaints Contact

    2nd Floor, Greenwood House
    London Road
    Bracknell
    Berkshire
    RG12 2AA
    UNITED KINGDOM
    Phone
    +447760260004

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Abigail Charlotte Thompson

    IRN AXT00687

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 15 Jul 2024)
    • [FCA CF] Functions requiring qualifications (since 15 Jul 2024)
  • Adam John Royce

    IRN AJR01216

    • CF11 Money Laundering Reporting (3 Jan 2018 to 21 Nov 2018)
    • CF10 Compliance Oversight (3 Jan 2018 to 21 Nov 2018)
  • Alexander Philip Lorenz

    IRN AXL00225

    • [FCA CF] Significant management (since 3 Nov 2025)
  • Andrew Thomas Smith

    IRN AXS01213

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 16 Aug 2022)
    • [FCA CF] Client dealing (since 16 Aug 2022)
  • Arthur Childs

    IRN AJC00002

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 5 May 2021)
    • [FCA CF] Client dealing (since 5 May 2021)
    • CF30 Customer (15 Mar 2018 to 13 Mar 2020)
    • CF1 Director (AR) (15 Mar 2018 to 3 Aug 2022)
  • Billy Ambler

    IRN BXA01608

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 1 Aug 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (11 Nov 2016 to 8 Dec 2019)
  • CRAIG ANTONY RIDGE

    IRN CAR01162

    • [FCA CF] Functions requiring qualifications (3 Oct 2022 to 12 Aug 2025)
    • [FCA CF] Client dealing (3 Oct 2022 to 12 Aug 2025)
  • Carl Edward Williams

    IRN CEW01083

    • CF1 Director (AR) (since 29 Sep 2017)
    • CF30 Customer (since 29 Sep 2017)
  • Christopher Brian Guyver

    IRN CBG01021

    • CF1 Director (AR) (4 Sep 2018 to 21 May 2025)
    • CF30 Customer (4 Sep 2018 to 21 May 2025)
  • Christopher John Handshaw

    IRN CJH00058

    • [FCA CF] Manager of certification employee (9 Mar 2022 to 13 Sep 2022)
    • [FCA CF] Significant management (9 Mar 2022 to 13 Sep 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.