Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 22 May 2025)
    • [FCA CF] Client dealing (since 22 May 2025)
  • Flying Colours Advice Limited (no longer approved here)

    FRN 672022

    • CF1 Director (AR) (4 Sep 2018 to 21 May 2025)
    • CF30 Customer (4 Sep 2018 to 21 May 2025)
  • CBG Financial Planning Limited (no longer approved here)

    FRN 804771

    • Employed By (4 Sep 2018 to 21 May 2025)
  • Uniec Prestige Ltd (no longer approved here)

    FRN 544324

    • Employed By (16 Jul 2014 to 16 Feb 2018)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (7 May 2014 to 16 Feb 2018)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (30 Apr 2013 to 16 Feb 2018)
  • WFI Financial LLP (no longer approved here)

    FRN 587586

    • Employed By (30 Apr 2013 to 21 May 2025)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (16 Apr 2010 to 6 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.