Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CARLILE ALEXANDER PRIVATE WEALTH LIMITED
FRN 788766
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 22 May 2025)
- [FCA CF] Client dealing (since 22 May 2025)
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- CF1 Director (AR) (4 Sep 2018 to 21 May 2025)
- CF30 Customer (4 Sep 2018 to 21 May 2025)
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- Employed By (4 Sep 2018 to 21 May 2025)
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- Employed By (16 Jul 2014 to 16 Feb 2018)
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- Employed By (7 May 2014 to 16 Feb 2018)
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- CF30 Customer (30 Apr 2013 to 16 Feb 2018)
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- Employed By (30 Apr 2013 to 21 May 2025)
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- CF30 Customer (16 Apr 2010 to 6 Feb 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.