Date authorised
17 December 2015
Companies House
09075635
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    Greenwood House
    London Road
    Bracknell
    Bracknell Forest
    RG12 2AA
    UNITED KINGDOM
    Phone
    +443332419900
  • Complaints Contact

    2nd Floor, Greenwood House
    London Road
    Bracknell
    Berkshire
    RG12 2AA
    UNITED KINGDOM
    Phone
    +447760260004

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jon Dominey

    IRN JFD01071

    • [FCA CF] Client dealing (9 Dec 2019 to 17 Jan 2020)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2024)
    • CF10 Compliance Oversight (9 Jun 2017 to 21 Dec 2018)
    • CF1 Director (9 Jun 2017 to 8 Dec 2019)
    • CF30 Customer (17 Dec 2015 to 8 Dec 2019)
  • Joseph Charles Triccas

    IRN JCT00029

    • CF30 Customer (1 Mar 2018 to 30 Sep 2019)
  • Jothinder Singh Pulahi

    IRN JSP00032

    • CF1 Director (AR) (21 Feb 2018 to 7 Jun 2019)
    • CF30 Customer (21 Feb 2018 to 7 Jun 2019)
  • Kelly Burrows

    IRN KXB00710

    • CF1 Director (AR) (since 23 Oct 2025)
  • Les Stephen Conway

    IRN LSC00002

    • CF1 Director (AR) (since 14 Dec 2018)
    • CF30 Customer (since 11 Dec 2018)
  • Liviu Ratoi

    IRN LXR01459

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Aug 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Aug 2021)
  • Lorna Evans

    IRN LXE00020

    • [FCA CF] Significant management (9 Dec 2019 to 30 Oct 2020)
  • Luca Gilfillan

    IRN LXG00380

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 2 Jan 2025)
    • [FCA CF] Functions requiring qualifications (since 2 Jan 2025)
  • Lydia Taft

    IRN LXT17018

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Nov 2021)
    • CF30 Customer (29 Aug 2019 to 8 Dec 2019)
  • Mark John Taylor

    IRN MJT01080

    • CF30 Customer (1 Mar 2018 to 16 Apr 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.