Jothinder Singh Pulahi

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • New Leaf Distribution Limited

    FRN 460421

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 14 May 2019)
    • CF1 Director (AR) (since 14 May 2019)
  • Flying Colours Advice Limited (no longer approved here)

    FRN 672022

    • CF30 Customer (21 Feb 2018 to 7 Jun 2019)
    • CF1 Director (AR) (21 Feb 2018 to 7 Jun 2019)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF1 Director (AR) (1 Jan 2016 to 10 Apr 2018)
    • CF30 Customer (1 Jan 2016 to 10 Apr 2018)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • CF30 Customer (27 Jan 2015 to 29 Dec 2015)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (2 Sep 2013 to 8 Oct 2014)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 17 Oct 2008)
    • CF21 Investment Adviser (10 Oct 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Jun 2005 to 10 Oct 2005)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (29 Sep 2004 to 4 Aug 2005)
    • CF4 Partner (AR) (18 May 2004 to 4 Aug 2005)
    • CF22 Investment Adviser (Trainee) (18 May 2004 to 29 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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