Fisher Investments Europe Limited

• Principal Place of Business

  Fisher Investments Europe Ltd

  Level 18, 1 Canada Square

  London

  Tower Hamlets

  E14 5AX

  UNITED KINGDOM

  Phone

  +4408001444731

  Web

  https://www.fisherinvestments.com/en-gb

• Complaints Contact

  Fisher Investments Europe Ltd

  Level 20, 1 Canada Square

  London

  Tower Hamlets

  E14 5AX

  UNITED KINGDOM

  Phone

  +4408001444731

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Soren Koefoed Olsen

  IRN SXO08463

  • CF30 Customer (21 Nov 2018 to 18 Nov 2019)
• Stefan Kostovski

  IRN SXK00393

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 3 Nov 2021)
  • [FCA CF] Client dealing (since 3 Nov 2021)
• Stephan Bruntse

  IRN SXB03621

  • CF30 Customer (15 Mar 2017 to 30 Sep 2019)
• Stephane Pierre-Marie Astic

  IRN SPA01068

  • CF30 Customer (16 Jul 2014 to 27 Jan 2016)
  • CF29 Significant management (16 Jul 2014 to 27 Jan 2016)
• Stephen Todd

  IRN SXT01319

  • CF30 Customer (2 Feb 2012 to 17 Sep 2012)
• Steven Patrick Bevan

  IRN SPB01193

  • CF30 Customer (6 Jan 2015 to 8 Dec 2019)
• Steven Robert Triplett

  IRN SRT01086

  • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2021)
  • CF1 Director (28 Aug 2013 to 8 Dec 2019)
• Stijn Van Bos

  IRN SXV01505

  • CF30 Customer (12 Feb 2018 to 23 Sep 2019)
• Stuart McCann

  IRN SJM01328

  • CF30 Customer (1 Nov 2007 to 20 Apr 2009)
  • CF21 Investment Adviser (9 Feb 2007 to 31 Oct 2007)
• Stuart Neil Hawkes

  IRN SNH01023

  • CF11 Money Laundering Reporting (20 Mar 2013 to 11 Apr 2014)
  • CF10 Compliance Oversight (20 Mar 2013 to 11 Apr 2014)

• Alexandra Josephine Wiercx-Schnitker (no longer appointed)

  FRN 834229 · Appointed 21 Feb 2019 · Until 6 Aug 2019 · Tied agent

• LF Wealth LTD (no longer appointed)

  FRN 804058 · Appointed 14 Mar 2018 · Until 25 Sep 2019 · Tied agent

• NK Private Wealth Ltd (no longer appointed)

  FRN 804074 · Appointed 14 Mar 2018 · Until 16 Dec 2019 · Tied agent

No changes recorded yet.