Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 25 May 2021)
    • Appointed representative dealing with clients for which they require qualification (since 4 Aug 2020)
    • CF30 Customer (since 29 Jul 2020)
    • CF30 Customer (9 Mar 2012 to 27 Nov 2014)
    • (1)Employed By (since 29 Jul 2020)
  • Fisher Investments Europe Limited (no longer approved here)

    FRN 191609

    • CF30 Customer (6 Jan 2015 to 8 Dec 2019)
  • AAGSJP Ltd (no longer approved here)

    FRN 402015

    • (35)Employed By (9 Mar 2012 to 27 Nov 2014)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at AAGSJP Ltd

  2. controlled function added: (35)Employed By at AAGSJP Ltd