Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 25 May 2021)
- Appointed representative dealing with clients for which they require qualification (since 4 Aug 2020)
- CF30 Customer (since 29 Jul 2020)
- CF30 Customer (9 Mar 2012 to 27 Nov 2014)
-
Marchmont Asset Management Limited
FRN 930200
- (1)Employed By (since 29 Jul 2020)
-
- CF30 Customer (6 Jan 2015 to 8 Dec 2019)
-
- (35)Employed By (9 Mar 2012 to 27 Nov 2014)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function removed: Employed By at AAGSJP Ltd
-
controlled function added: (35)Employed By at AAGSJP Ltd