Stephen Todd

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lighthouse Advisory Services Limited

    FRN 195199

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 24 Jan 2013)
  • Lighthouse Financial Advice Limited

    FRN 225502

    • (32)Employed By (since 24 Jan 2013)
  • Fisher Investments Europe Limited (no longer approved here)

    FRN 191609

    • CF30 Customer (2 Feb 2012 to 17 Sep 2012)
  • Mortgage Next Network Limited (no longer approved here)

    FRN 300866

    • CF1 Director (AR) (17 Nov 2005 to 21 Nov 2007)
    • CF7 Sole Trader (AR) (31 Oct 2004 to 17 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.