Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 3 May 2024)
    • [FCA CF] Client dealing (since 3 May 2024)
    • [FCA CF] Manager of certification employee (since 3 May 2024)
  • Atomos Investments Limited (no longer approved here)

    FRN 122588

    • [FCA CF] Client dealing (9 Dec 2019 to 7 Feb 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 7 Feb 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Feb 2024)
    • CF30 Customer (18 Dec 2012 to 8 Dec 2019)
  • Fisher Investments Europe Limited (no longer approved here)

    FRN 191609

    • CF30 Customer (1 Nov 2007 to 20 Apr 2009)
    • CF21 Investment Adviser (9 Feb 2007 to 31 Oct 2007)
  • Killik & Co LLP (no longer approved here)

    FRN 462016

    • CF21 Investment Adviser (2 Apr 2007 to 2 Apr 2007)
    • CF27 Investment Management (2 Apr 2007 to 2 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

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