Fisher Investments Europe Limited

• Principal Place of Business

  Fisher Investments Europe Ltd

  Level 18, 1 Canada Square

  London

  Tower Hamlets

  E14 5AX

  UNITED KINGDOM

  Phone

  +4408001444731

  Web

  https://www.fisherinvestments.com/en-gb

• Complaints Contact

  Fisher Investments Europe Ltd

  Level 20, 1 Canada Square

  London

  Tower Hamlets

  E14 5AX

  UNITED KINGDOM

  Phone

  +4408001444731

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Swallow

  IRN MXS00020

  • CF30 Customer (29 Mar 2016 to 1 Jul 2016)
• Marko Perko III

  IRN MXP02808

  • CF30 Customer (25 Jan 2017 to 8 Dec 2019)
• Martin Jeffrey Winter

  IRN MXW00621

  • [FCA CF] Functions requiring qualifications (15 Aug 2022 to 17 Mar 2023)
  • [FCA CF] Client dealing (15 Aug 2022 to 17 Mar 2023)
• Mathias Bottern

  IRN MXB11018

  • CF30 Customer (31 Jan 2019 to 2 Sep 2019)
• Mathias Frank Andersen

  IRN MFA01068

  • CF30 Customer (15 Aug 2017 to 23 Sep 2019)
• Matthew James Dickens

  IRN MJD01333

  • CF30 Customer (1 Nov 2007 to 7 Aug 2009)
  • CF21 Investment Adviser (18 May 2007 to 31 Oct 2007)
• Matthew John Fryer

  IRN MJF01328

  • [FCA CF] Functions requiring qualifications (16 Nov 2020 to 8 Jul 2021)
  • [FCA CF] Client dealing (16 Nov 2020 to 8 Jul 2021)
• Matthew John Lonsdale

  IRN MJL01200

  • CF21 Investment Adviser (15 Feb 2007 to 28 Sep 2007)
• Matthew Paul Baker

  IRN MPB01161

  • SMF16 Compliance Oversight (since 24 Oct 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Oct 2024)
  • Responsible for Insurance Distribution (since 16 Nov 2023)
  • SMF3 Executive Director (since 23 Sep 2021)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF29 Significant management (1 Apr 2018 to 8 Dec 2019)
  • CF30 Customer (1 Oct 2012 to 8 Dec 2019)
• Matthew Stirling

  IRN MXS04914

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Oct 2024)
  • [FCA CF] Client dealing (since 9 Oct 2024)

• Alexandra Josephine Wiercx-Schnitker (no longer appointed)

  FRN 834229 · Appointed 21 Feb 2019 · Until 6 Aug 2019 · Tied agent

• LF Wealth LTD (no longer appointed)

  FRN 804058 · Appointed 14 Mar 2018 · Until 25 Sep 2019 · Tied agent

• NK Private Wealth Ltd (no longer appointed)

  FRN 804074 · Appointed 14 Mar 2018 · Until 16 Dec 2019 · Tied agent

No changes recorded yet.