Matthew James Dickens

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited

    FRN 134190

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 2 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 2 Apr 2024)
  • Evelyn Partners Financial Planning Limited

    FRN 136414

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 2 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 2 Apr 2024)
  • Ingenious Capital Management Limited (no longer approved here)

    FRN 562563

    • [FCA CF] Client dealing (15 Mar 2021 to 5 Jan 2024)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (2 Oct 2009 to 26 Oct 2012)
  • Fisher Investments Europe Limited (no longer approved here)

    FRN 191609

    • CF30 Customer (1 Nov 2007 to 7 Aug 2009)
    • CF21 Investment Adviser (18 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.