Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fisher Investments Europe Limited
FRN 191609
- SMF16 Compliance Oversight (since 24 Oct 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Oct 2024)
- Responsible for Insurance Distribution (since 16 Nov 2023)
- SMF3 Executive Director (since 23 Sep 2021)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF29 Significant management (1 Apr 2018 to 8 Dec 2019)
- CF30 Customer (1 Oct 2012 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.