Matthew Stirling

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fisher Investments Europe Limited

    FRN 191609

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Oct 2024)
    • [FCA CF] Functions requiring qualifications (since 9 Oct 2024)
  • ELLIS BATES WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 631117

    • (84)[FCA CF] Client dealing (24 Mar 2021 to 16 Aug 2024)
    • (85)[FCA CF] Functions requiring qualifications (24 Mar 2021 to 16 Aug 2024)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Client dealing (14 Jan 2020 to 31 Dec 2020)
    • [FCA CF] Functions requiring qualifications (14 Jan 2020 to 31 Dec 2020)
  • LEBC Group Limited (no longer approved here)

    FRN 760755

    • CF30 Customer (13 Jul 2018 to 5 Nov 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (84)[FCA CF] Client dealing at ELLIS BATES WEALTH MANAGEMENT LTD

  2. controlled function added: (85)[FCA CF] Functions requiring qualifications at ELLIS BATES WEALTH MANAGEMENT LTD