FirstRand Bank Limited

Date authorised
17 September 2008
Companies House
FC028417
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 23
    The Broadgate Tower
    20 Primrose Street
    London
    City Of London
    EC2A 2EW
    UNITED KINGDOM
    Phone
    +442079391700
    Web
    https://www.rmb.co.uk

  • Complaints Contact

    Level 23
    The Broadgate Tower
    20 Primrose Street
    London
    City Of London
    EC2A 2EW
    UNITED KINGDOM
    Phone
    +442079391863

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Accepting deposits is limited to wholesale business

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting with no debt management activity

  • Debt Plan Admin

  • Debt Collection

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aymeric Perrin-Guinot

    IRN AXP00468

    • [FCA CF] Client dealing (since 14 Jun 2023)
  • Benjamin James Leach

    IRN BJL01069

    • CF30 Customer (7 Apr 2014 to 6 Mar 2016)
  • Blake Harland

    IRN BXH32795

    • [FCA CF] Client dealing (since 1 Feb 2018)
  • Brendan Patrick Battle

    IRN BPB01029

    • SMF3 Executive Director (18 Jun 2021 to 31 Aug 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 18 Jun 2021)
    • SMF16 Compliance Oversight (7 Mar 2016 to 23 May 2019)
    • CF28 Systems and controls (6 Jul 2012 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (24 Jun 2011 to 6 Mar 2016)
    • CF10 Compliance Oversight (24 Jun 2011 to 6 Mar 2016)
  • Celeste Melodie du Plessis

    IRN CMD01080

    • SMF2 Chief Finance (since 16 Dec 2022)
  • Chris Hoepfl

    IRN CLH01079

    • [PRA CF] Significant risk taker or Material risk taker (6 Mar 2020 to 1 Feb 2024)
  • Christopher David Rowthorn

    IRN CDR01065

    • CF29 Significant management (21 Nov 2014 to 6 Mar 2016)
  • Clive Crowe

    IRN CXC01172

    • CF30 Customer (6 Jun 2014 to 18 Sep 2014)
  • Colin Douglas Wakefield

    IRN CXW12343

    • Responsible for Insurance Distribution (since 4 Jun 2019)
    • SMF3 Executive Director (since 20 May 2019)
  • Cora Elizabeth Godley

    IRN CEG01061

    • CF30 Customer (12 Nov 2008 to 1 Dec 2012)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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