FirstRand Bank Limited

Date authorised
17 September 2008
Companies House
FC028417
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 23
    The Broadgate Tower
    20 Primrose Street
    London
    City Of London
    EC2A 2EW
    UNITED KINGDOM
    Phone
    +442079391700
    Web
    https://www.rmb.co.uk

  • Complaints Contact

    Level 23
    The Broadgate Tower
    20 Primrose Street
    London
    City Of London
    EC2A 2EW
    UNITED KINGDOM
    Phone
    +442079391863

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Accepting deposits is limited to wholesale business

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting with no debt management activity

  • Debt Plan Admin

  • Debt Collection

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniella Ressel

    IRN DXR01709

    • CF30 Customer (2 Apr 2013 to 1 Oct 2014)
  • David Briggs

    IRN DJB01620

    • CF29 Significant management (7 Jan 2015 to 6 Mar 2016)
  • David Freundlich

    IRN DMF01022

    • [FCA CF] Client dealing (7 Mar 2016 to 31 Dec 2021)
    • CF30 Customer (18 Mar 2010 to 6 Mar 2016)
  • David Ian James

    IRN DIJ01009

    • SMF3 Executive Director (1 Jul 2016 to 31 Dec 2017)
    • CF28 Systems and controls (17 Oct 2013 to 6 Mar 2016)
    • CF29 Significant management (17 Oct 2013 to 6 Mar 2016)
  • Derek Coetzee

    IRN DXC01879

    • SMF3 Executive Director (1 Jul 2016 to 17 May 2019)
    • CF28 Systems and controls (30 Jul 2012 to 6 Mar 2016)
    • CF29 Significant management (17 Sep 2008 to 6 Mar 2016)
  • Derry Edward Pickford

    IRN DEP01043

    • CF30 Customer (29 Dec 2011 to 6 Mar 2016)
  • Diane Giddy

    IRN DXG01918

    • SMF2 Chief Finance (23 Apr 2019 to 31 Oct 2021)
  • Eleanore Mapa

    IRN EXM77777

    • [FCA CF] Client dealing (since 25 Apr 2023)
    • [FCA CF] Manager of certification employee (since 25 Apr 2023)
  • Elizabeth Jacoba Smith

    IRN EJS01097

    • CF30 Customer (20 Jul 2009 to 31 May 2011)
  • Elizabeth Williamson

    IRN EAW01053

    • [FCA CF] Manager of certification employee (20 Jan 2023 to 14 Nov 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 14 Nov 2025)
    • CF30 Customer (15 Apr 2015 to 6 Mar 2016)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.