David Ian James

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

FirstRand Bank Limited (no longer approved here)
FRN 476154
- SMF3 Executive Director (1 Jul 2016 to 31 Dec 2017)
- CF28 Systems and controls (17 Oct 2013 to 6 Mar 2016)
- CF29 Significant management (17 Oct 2013 to 6 Mar 2016)
Julian Hodge Bank Limited (no longer approved here)
FRN 204439
- CF1 Director (8 Dec 2003 to 22 Jul 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.