Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FirstRand Bank Limited (no longer approved here)

    FRN 476154

    • [FCA CF] Client dealing (7 Mar 2016 to 31 Dec 2021)
    • CF30 Customer (18 Mar 2010 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 30 Sep 2009)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF21 Investment Adviser (1 Dec 2001 to 5 Aug 2005)
    • CF26 Customer Trading (1 Dec 2001 to 5 Aug 2005)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2005)
    • CF26 Customer Trading (1 Dec 2001 to 28 Feb 2005)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF21 Investment Adviser (1 Dec 2001 to 5 Aug 2005)
    • CF26 Customer Trading (1 Dec 2001 to 5 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.