Brendan Patrick Battle

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FirstRand Bank Limited (no longer approved here)

    FRN 476154

    • SMF3 Executive Director (18 Jun 2021 to 31 Aug 2022)
    • SMF16 Compliance Oversight (7 Mar 2016 to 23 May 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 18 Jun 2021)
    • CF28 Systems and controls (6 Jul 2012 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (24 Jun 2011 to 6 Mar 2016)
    • CF10 Compliance Oversight (24 Jun 2011 to 6 Mar 2016)
  • FirstRand Securities Limited (no longer approved here)

    FRN 767373

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Jun 2021)
    • CF11 Money Laundering Reporting (1 Mar 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Mar 2017 to 15 Aug 2019)
  • Bank Mandiri (Europe) Limited (no longer approved here)

    FRN 204424

    • CF10 Compliance Oversight (10 Dec 2010 to 16 Mar 2011)
    • CF1 Director (1 Oct 2005 to 15 Jun 2007)
    • CF14 Risk Assessment (1 Oct 2005 to 15 Jun 2007)
    • CF11 Money Laundering Reporting (1 Oct 2005 to 16 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

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