First Sentier Investors (UK) Funds Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Paul Gerard Gately
IRN PGG01061
- CF1 Director (8 Feb 2010 to 18 Feb 2011)
Paul Thomas Griffiths
IRN PTG01016
- CF1 Director (24 Mar 2014 to 31 Mar 2014)
- CF30 Customer (9 Jul 2013 to 8 Dec 2019)
- CF29 Significant management (9 Jul 2013 to 8 Dec 2019)
Peregrine Simon Winfield
IRN PSW01040
- CF30 Customer (15 Dec 2008 to 4 Dec 2013)
Peter Allan Swan
IRN PAS01397
- [FCA CF] Manager of certification employee (since 1 Dec 2022)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (25 Jul 2018 to 8 Dec 2019)
Peter James Campbell
IRN PJC01383
- CF30 Customer (25 May 2012 to 16 Feb 2015)
Peter John Hawkins
IRN PJH01396
- SMF16 Compliance Oversight (since 5 Feb 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Feb 2020)
Peter Leith Polson
IRN PLP01010
- CF1 Director (1 Dec 2001 to 28 Oct 2002)
Philip Fielding
IRN PXL01461
- CF30 Customer (24 Oct 2011 to 1 Jun 2015)
Philip John Jefferson
IRN PJJ01045
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 2 Jul 2004)
Philippe Taillardat
IRN PXT01469
- CF30 Customer (2 Sep 2011 to 12 Sep 2017)

Smaller firms operating under this firm's FCA authorisation.

The Service Agency Co (no longer appointed)
FRN 201421 · Appointed 22 Apr 1999 · Until 7 Jun 2007
Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 1 Apr 1993 · Until 12 Jun 2000
Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 27 Feb 1989 · Until 12 Jun 2000
Burns Hammond Estate Agents (no longer appointed)
FRN 201035 · Appointed 1 Jan 1985 · Until 7 Jun 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.