First Sentier Investors (UK) Funds Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Premal Ramesh Pajwani
IRN PXP01134
- CF30 Customer (15 Dec 2008 to 23 Sep 2011)
Rajeev Gupta
IRN RXG01388
- CF11 Money Laundering Reporting (28 Dec 2005 to 14 Mar 2007)
- CF10 Compliance Oversight (28 Dec 2005 to 14 Mar 2007)
Rebecca Marie Antonini
IRN RXA00142
- [FCA CF] Material risk taker (9 Dec 2019 to 28 Feb 2021)
- [FCA CF] Significant management (9 Dec 2019 to 28 Feb 2021)
Richard Alan Jones
IRN RAJ01056
- CF16 Significant Mgt (Desgntd Investment Business) (9 Jun 2004 to 31 Jan 2006)
Richard C Wastcoat
IRN RCW01037
- [FCA CF] Material risk taker (9 Dec 2019 to 1 Dec 2020)
- CF2 Non Executive Director (3 Oct 2011 to 8 Dec 2019)
Robert Lee Harley
IRN RLH01095
- [FCA CF] Client dealing (9 Dec 2019 to 25 Nov 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Nov 2022)
- CF30 Customer (27 Nov 2017 to 8 Dec 2019)
Robert William Adams
IRN RWA01006
- CF8 Apportionment and Oversight (1 Dec 2001 to 30 Jun 2003)
- CF1 Director (1 Dec 2001 to 30 Jun 2003)
- CF3 Chief Executive (1 Dec 2001 to 30 Jun 2003)
Romain Scampini
IRN RXS02208
- CF30 Customer (13 Apr 2011 to 7 Mar 2014)
Rosemary Jean Hamilton Thompson
IRN RJT01068
- CF27 Investment Management (1 Dec 2001 to 1 Nov 2002)
Ross Stewart
IRN RXS03166
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (24 May 2016 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

The Service Agency Co (no longer appointed)
FRN 201421 · Appointed 22 Apr 1999 · Until 7 Jun 2007
Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 1 Apr 1993 · Until 12 Jun 2000
Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 27 Feb 1989 · Until 12 Jun 2000
Burns Hammond Estate Agents (no longer appointed)
FRN 201035 · Appointed 1 Jan 1985 · Until 7 Jun 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.