Peter John Hawkins

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

First Sentier Investors (UK) IM Limited
FRN 119367
- SMF16 Compliance Oversight (since 25 Feb 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Feb 2020)
First Sentier Investors International IM Limited
FRN 122512
- SMF16 Compliance Oversight (since 25 Feb 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Feb 2020)
First Sentier Investors (UK) Funds Limited
FRN 143359
- SMF16 Compliance Oversight (since 5 Feb 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Feb 2020)
AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)
FRN 119368
- CF11 Money Laundering Reporting (2 Sep 2009 to 5 Nov 2010)
AXA Investment Managers GS Limited (no longer approved here)
FRN 188523
- CF11 Money Laundering Reporting (2 Sep 2009 to 5 Nov 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.