Paul Thomas Griffiths

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Sentier Investors (UK) IM Limited (no longer approved here)

    FRN 119367

    • SMF3 Executive Director (9 Dec 2019 to 11 Jun 2020)
    • CF1 Director (24 Mar 2014 to 8 Dec 2019)
    • CF29 Significant management (9 Jul 2013 to 8 Dec 2019)
    • CF30 Customer (9 Jul 2013 to 8 Dec 2019)
  • First Sentier Investors International IM Limited (no longer approved here)

    FRN 122512

    • SMF3 Executive Director (9 Dec 2019 to 11 Jun 2020)
    • CF1 Director (24 Mar 2014 to 8 Dec 2019)
    • CF29 Significant management (9 Jul 2013 to 8 Dec 2019)
    • CF30 Customer (9 Jul 2013 to 8 Dec 2019)
  • First Sentier Investors (UK) Funds Limited (no longer approved here)

    FRN 143359

    • CF1 Director (24 Mar 2014 to 31 Mar 2014)
    • CF30 Customer (9 Jul 2013 to 8 Dec 2019)
    • CF29 Significant management (9 Jul 2013 to 8 Dec 2019)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • CF30 Customer (3 Feb 2011 to 27 Mar 2013)
    • CF1 Director (24 Jul 2009 to 27 Mar 2013)
  • UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD (no longer approved here)

    FRN 114627

    • CF1 Director (25 May 2007 to 30 Jun 2009)
  • AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

    FRN 119368

    • CF3 Chief Executive (16 Mar 2005 to 26 Jan 2007)
    • CF8 Apportionment and Oversight (16 Mar 2005 to 26 Jan 2007)
    • CF1 Director (6 Jan 2004 to 26 Jan 2007)
    • CF21 Investment Adviser (6 Jan 2004 to 21 Jan 2005)
    • CF27 Investment Management (6 Jan 2004 to 21 Jan 2005)
  • AXA Investment Managers GS Limited (no longer approved here)

    FRN 188523

    • CF1 Director (6 Jan 2004 to 27 Jan 2004)
  • NINETY ONE UK LIMITED (no longer approved here)

    FRN 122420

    • CF21 Investment Adviser (10 Apr 2003 to 16 Jan 2004)
    • CF27 Investment Management (1 Dec 2001 to 10 Apr 2003)
    • CF1 Director (1 Dec 2001 to 16 Jan 2004)
  • Ninety One Fund Managers UK Limited (no longer approved here)

    FRN 145007

    • CF27 Investment Management (1 Dec 2001 to 16 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.