First Sentier Investors (UK) Funds Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Noel Anthony O'Brien
IRN NXO00115
- [FCA CF] Material risk taker (20 May 2025 to 18 Jun 2025)
- [FCA CF] Significant management (20 May 2025 to 18 Jun 2025)
Nonie Maria Zaremba
IRN NMZ01002
- CF30 Customer (7 Apr 2011 to 1 Aug 2011)
Nur Amirah Binte Abdul Rani
IRN NXA00247
- [FCA CF] Client dealing (10 Jan 2023 to 11 Jan 2023)
Oliver Edward Garro Trefgarne
IRN OET01001
- CF27 Investment Management (30 Sep 2002 to 1 Dec 2002)
Oliver Matthew Mason
IRN MXO01484
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Dec 2024)
Oluwalolola Boladale Akoni
IRN OBA01014
- CF30 Customer (17 Apr 2019 to 8 Dec 2019)
Patrick Alexander MacKenzie Smith
IRN PAM01110
- [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2021)
- CF30 Customer (29 Jan 2014 to 8 Dec 2019)
Paul Alexander Rayson
IRN PAR01180
- CF1 Director (3 Mar 2009 to 21 Sep 2009)
Paul Antony Robinson
IRN PAR01073
- CF26 Customer Trading (1 Dec 2003 to 30 Apr 2004)
Paul Arthur Jourdan
IRN PAJ01052
- CF27 Investment Management (1 Dec 2001 to 31 May 2007)

Smaller firms operating under this firm's FCA authorisation.

The Service Agency Co (no longer appointed)
FRN 201421 · Appointed 22 Apr 1999 · Until 7 Jun 2007
Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 1 Apr 1993 · Until 12 Jun 2000
Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 27 Feb 1989 · Until 12 Jun 2000
Burns Hammond Estate Agents (no longer appointed)
FRN 201035 · Appointed 1 Jan 1985 · Until 7 Jun 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.