Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (13 Apr 2010 to 29 Aug 2017)
    • CF11 Money Laundering Reporting (13 Apr 2010 to 29 Aug 2017)
    • CF1 Director (26 Jan 2010 to 8 Dec 2019)
    • CF3 Chief Executive (26 Jan 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (2 Jul 2007 to 31 Oct 2007)
  • First Sentier Investors (UK) IM Limited (no longer approved here)

    FRN 119367

    • CF27 Investment Management (1 Dec 2001 to 31 May 2007)
  • First Sentier Investors International IM Limited (no longer approved here)

    FRN 122512

    • CF27 Investment Management (1 Dec 2001 to 31 May 2007)
  • First Sentier Investors (UK) Funds Limited (no longer approved here)

    FRN 143359

    • CF27 Investment Management (1 Dec 2001 to 31 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.