FIRST FINANCIAL INTERMEDIARIES LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
First Financial Intermediaries LtdUnit 189 Stanmore HillStanmoreHarrowHA7 3DZUNITED KINGDOM- Phone
- +442084160111
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Complaints Contact
First Financial Intermediaries LtdUnit 189 Stanmore HillStanmoreHarrowHA7 3DZUNITED KINGDOM- Phone
- +442084160111
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Admin
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Aaron David Boag
IRN AXB01032
- [FCA CF] Functions requiring qualifications (3 Jan 2024 to 10 May 2024)
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Abigail Amy Lally
IRN AXL00181
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 28 Jul 2025)
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Alexander Mort
IRN AXM00416
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 8 Jan 2024)
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Conor James Kenneth Austin
IRN CXA00166
- [FCA CF] Functions requiring qualifications (27 Sep 2023 to 12 Jan 2024)
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Eliot Saul Cohen
IRN EXC00093
- [FCA CF] Functions requiring qualifications (30 Mar 2021 to 1 Nov 2021)
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Ellie Bennett
IRN EXB00322
- [FCA CF] Functions requiring qualifications (21 Mar 2025 to 24 Feb 2026)
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Gavin Martyn Pearse
IRN GXP26183
- SMF3 Executive Director (8 Apr 2020 to 28 Apr 2025)
- [PRA CF] Key function holder (1 Jan 2020 to 2 Jan 2020)
- [FCA CF] Client dealing (1 Jan 2020 to 2 Jan 2020)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Apr 2025)
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James Stefan Caplan
IRN JSC00024
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- Responsible for Insurance Distribution (since 8 Apr 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Apr 2020)
- SMF16 Compliance Oversight (since 8 Apr 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
- [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
- CF1 Director (31 Oct 2004 to 8 Dec 2019)
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Jonathan Marle
IRN JXM00649
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 7 Jul 2025)
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Joshua Addati
IRN JXA00716
- [FCA CF] Functions requiring qualifications (3 Feb 2025 to 22 Apr 2025)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.