FIRST FINANCIAL INTERMEDIARIES LIMITED

Date authorised
1 April 2013
Companies House
04111624
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    First Financial Intermediaries Ltd
    Unit 1
    89 Stanmore Hill
    Stanmore
    Harrow
    HA7 3DZ
    UNITED KINGDOM
    Phone
    +442084160111
  • Complaints Contact

    First Financial Intermediaries Ltd
    Unit 1
    89 Stanmore Hill
    Stanmore
    Harrow
    HA7 3DZ
    UNITED KINGDOM
    Phone
    +442084160111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aaron David Boag

    IRN AXB01032

    • [FCA CF] Functions requiring qualifications (3 Jan 2024 to 10 May 2024)
  • Abigail Amy Lally

    IRN AXL00181

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 28 Jul 2025)
  • Alexander Mort

    IRN AXM00416

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 8 Jan 2024)
  • Conor James Kenneth Austin

    IRN CXA00166

    • [FCA CF] Functions requiring qualifications (27 Sep 2023 to 12 Jan 2024)
  • Eliot Saul Cohen

    IRN EXC00093

    • [FCA CF] Functions requiring qualifications (30 Mar 2021 to 1 Nov 2021)
  • Ellie Bennett

    IRN EXB00322

    • [FCA CF] Functions requiring qualifications (21 Mar 2025 to 24 Feb 2026)
  • Gavin Martyn Pearse

    IRN GXP26183

    • SMF3 Executive Director (8 Apr 2020 to 28 Apr 2025)
    • [PRA CF] Key function holder (1 Jan 2020 to 2 Jan 2020)
    • [FCA CF] Client dealing (1 Jan 2020 to 2 Jan 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Apr 2025)
  • James Stefan Caplan

    IRN JSC00024

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Responsible for Insurance Distribution (since 8 Apr 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Apr 2020)
    • SMF16 Compliance Oversight (since 8 Apr 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
  • Jonathan Marle

    IRN JXM00649

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 7 Jul 2025)
  • Joshua Addati

    IRN JXA00716

    • [FCA CF] Functions requiring qualifications (3 Feb 2025 to 22 Apr 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.