Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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FIRST FINANCIAL INTERMEDIARIES LIMITED
FRN 301328
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 8 Jan 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2022 to 3 Jan 2024)
- CF1 Director (AR) (23 Nov 2022 to 3 Jan 2024)
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- Appointed representative dealing with clients for which they require qualification (7 Aug 2020 to 18 Oct 2022)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Jul 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 24 Jul 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.