Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 25 Jun 2025)
    • CF1 Director (AR) (since 9 Jun 2025)
    • (1)Employed By (since 9 Jun 2025)
  • FIRST FINANCIAL INTERMEDIARIES LIMITED (no longer approved here)

    FRN 301328

    • SMF3 Executive Director (8 Apr 2020 to 28 Apr 2025)
    • [FCA CF] Client dealing (1 Jan 2020 to 2 Jan 2020)
    • [PRA CF] Key function holder (1 Jan 2020 to 2 Jan 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Apr 2025)

Recent activity

Updates to this individual's record on the FCA register.

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