FIRST FINANCIAL INTERMEDIARIES LIMITED

Date authorised
1 April 2013
Companies House
04111624
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    First Financial Intermediaries Ltd
    Unit 1
    89 Stanmore Hill
    Stanmore
    Harrow
    HA7 3DZ
    UNITED KINGDOM
    Phone
    +442084160111
  • Complaints Contact

    First Financial Intermediaries Ltd
    Unit 1
    89 Stanmore Hill
    Stanmore
    Harrow
    HA7 3DZ
    UNITED KINGDOM
    Phone
    +442084160111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Curtis Hansard

    IRN MXH00373

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Aug 2024)
  • Michael David Caplan

    IRN MDC00013

    • SMF3 Executive Director (9 Dec 2019 to 15 Apr 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Jun 2022)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 4 Sep 2020)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
  • Michele Ferrucci

    IRN MXF00016

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2025)
  • Natasha Rosa Caranese

    IRN NXC00274

    • [FCA CF] Functions requiring qualifications (20 Jul 2022 to 24 Sep 2024)
  • Paras Pattni

    IRN PXP00421

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 10 Jun 2025)
  • Robert Matthew Caplan

    IRN RMC01101

    • CF1 Director (25 Apr 2007 to 1 Nov 2018)
  • Ross Harrison

    IRN RXH00408

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Sep 2024)
  • Samuel Jake Horne

    IRN SXH00975

    • [FCA CF] Functions requiring qualifications (2 Sep 2024 to 4 Nov 2024)
  • Shaun Colin Owens

    IRN SXO00069

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Sep 2024)
  • Simon Mark Ryder

    IRN SMR01173

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • CF1 Director (6 Mar 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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