FIRST FINANCIAL INTERMEDIARIES LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
First Financial Intermediaries LtdUnit 189 Stanmore HillStanmoreHarrowHA7 3DZUNITED KINGDOM- Phone
- +442084160111
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Complaints Contact
First Financial Intermediaries LtdUnit 189 Stanmore HillStanmoreHarrowHA7 3DZUNITED KINGDOM- Phone
- +442084160111
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Admin
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Mark Curtis Hansard
IRN MXH00373
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Aug 2024)
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Michael David Caplan
IRN MDC00013
- SMF3 Executive Director (9 Dec 2019 to 15 Apr 2026)
- [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Jun 2022)
- [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 4 Sep 2020)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
- CF1 Director (31 Oct 2004 to 8 Dec 2019)
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Michele Ferrucci
IRN MXF00016
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2025)
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Natasha Rosa Caranese
IRN NXC00274
- [FCA CF] Functions requiring qualifications (20 Jul 2022 to 24 Sep 2024)
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Paras Pattni
IRN PXP00421
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 10 Jun 2025)
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Robert Matthew Caplan
IRN RMC01101
- CF1 Director (25 Apr 2007 to 1 Nov 2018)
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Ross Harrison
IRN RXH00408
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Sep 2024)
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Samuel Jake Horne
IRN SXH00975
- [FCA CF] Functions requiring qualifications (2 Sep 2024 to 4 Nov 2024)
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Shaun Colin Owens
IRN SXO00069
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Sep 2024)
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Simon Mark Ryder
IRN SMR01173
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
- [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
- CF1 Director (6 Mar 2014 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.