First Equity Limited

• Principal Place of Business

  First Equity Ltd

  Salisbury House

  London Wall

  London

  City Of London

  EC2M 5QQ

  UNITED KINGDOM

  Phone

  +4402073742212

  Web

  https://www.firstequitylimited.com

• Complaints Contact

  First Equity Ltd

  Salisbury House

  London Wall

  London

  City Of London

  EC2M 5QQ

  UNITED KINGDOM

  Phone

  +4402073742212

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan Brown

  IRN JXB01567

  • [FCA CF] Client dealing (20 May 2021 to 20 Jul 2024)
• Jonathan Jeremy Creighton Morris

  IRN JJM01104

  • CF30 Customer (1 Nov 2007 to 29 Feb 2008)
  • CF21 Investment Adviser (7 Mar 2006 to 31 Oct 2007)
  • CF27 Investment Management (7 Mar 2006 to 31 Oct 2007)
• Mark Anthony Walker

  IRN MAW01121

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (27 Jul 2005 to 31 Oct 2007)
  • CF27 Investment Management (27 Jul 2005 to 31 Oct 2007)
• Mark Barnes

  IRN MXB01446

  • CF30 Customer (1 Nov 2013 to 7 Apr 2015)
• Mark Steven Brown

  IRN MSB01054

  • [FCA CF] Client dealing (since 12 Jan 2023)
• Michael John Lawless

  IRN MJL01122

  • CF30 Customer (21 Nov 2012 to 20 Jul 2017)
• Myles Henry McNulty

  IRN MHM01075

  • CF30 Customer (3 Apr 2018 to 4 Oct 2019)
• Neil Simon Blankstone

  IRN NSB01033

  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 14 Apr 2025)
  • [FCA CF] Client dealing (since 14 Apr 2025)
• Patrick John Arnsby-Wilson

  IRN PJA01061

  • CF30 Customer (1 Nov 2007 to 29 Dec 2010)
  • CF21 Investment Adviser (29 May 2007 to 31 Oct 2007)
  • CF27 Investment Management (29 May 2007 to 31 Oct 2007)
• Patrick Joseph Anthony McCafferty

  IRN PJM01214

  • CF30 Customer (14 May 2010 to 3 May 2011)

• Capital Partners Securities Ltd (no longer appointed)

  FRN 455111 · Appointed 25 Jul 2006 · Until 30 Oct 2008

• HCM Asset Management Ltd (no longer appointed)

  FRN 402512 · Appointed 19 Sep 2005 · Until 31 Jul 2009

• Vintage AM Limited (no longer appointed)

  FRN 439551 · Appointed 19 Sep 2005 · Until 5 Oct 2010

No changes recorded yet.