Mark Steven Brown

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Equity Limited

    FRN 124394

    • [FCA CF] Client dealing (since 12 Jan 2023)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Client dealing (1 Feb 2021 to 8 Aug 2022)
    • [FCA CF] Material risk taker (1 Feb 2021 to 8 Aug 2022)
    • CF30 Customer (14 Feb 2012 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (10 Aug 2011 to 3 Feb 2012)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (29 Jan 2002 to 1 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.