First Avenue Partners LLP

Date authorised
1 April 2013
Companies House
OC319893
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    First Avenue Partners LLP
    17-19 Stratford Place
    London
    Westminster
    W1C 1BQ
    UNITED KINGDOM
    Phone
    +4402070166600
    Web
    https://www.firstavenue.com

  • Complaints Contact

    First Avenue Partners LLP
    17-19 Stratford Place
    London
    Westminster
    W1C 1BQ
    UNITED KINGDOM
    Phone
    +442070166600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Walton Hofgren

    IRN NWH01016

    • CF30 Customer (1 Nov 2007 to 1 Feb 2008)
    • CF21 Investment Adviser (22 Mar 2007 to 31 Oct 2007)
  • Nicolas Kahale

    IRN NXK01033

    • CF30 Customer (10 Jun 2009 to 23 Apr 2010)
  • Oliver Andreas Bergmann

    IRN OAB00008

    • CF30 Customer (21 Dec 2007 to 31 Dec 2010)
  • Omar Giovanni Zaghis

    IRN OGZ01000

    • CF30 Customer (17 Jul 2008 to 3 Apr 2009)
  • Patrick Shuttleworth

    IRN PXS02282

    • CF30 Customer (23 Feb 2015 to 15 Nov 2018)
  • Paul Derek Buckley

    IRN PDB01061

    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF3 Chief Executive (AR) (since 30 Sep 2016)
    • CF1 Director (AR) (since 30 Sep 2016)
    • CF30 Customer (since 1 Nov 2007)
    • CF8 Apportionment and Oversight (7 Nov 2006 to 31 Oct 2007)
    • CF4 Partner (7 Nov 2006 to 8 Dec 2019)
    • CF3 Chief Executive (7 Nov 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (7 Nov 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (7 Nov 2006 to 1 Jun 2007)
  • Philip Bemis, Jr Pool

    IRN PBP01021

    • CF2 Non Executive Director (17 Oct 2013 to 18 Apr 2017)
  • Pierre-Antoine Godefroy

    IRN PXG01502

    • [FCA CF] Client dealing (10 Sep 2021 to 14 Sep 2023)
  • Rachael Pickering

    IRN RXP00775

    • CF30 Customer (since 16 Feb 2026)
  • Richard Andre Dubbs

    IRN RAD01045

    • CF30 Customer (1 Nov 2007 to 8 Nov 2008)
    • CF27 Investment Management (15 Jun 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (15 Nov 2006 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.