First Avenue Partners LLP

• Principal Place of Business

  First Avenue Partners LLP

  17-19 Stratford Place

  London

  Westminster

  W1C 1BQ

  UNITED KINGDOM

  Phone

  +4402070166600

  Web

  https://www.firstavenue.com

• Complaints Contact

  First Avenue Partners LLP

  17-19 Stratford Place

  London

  Westminster

  W1C 1BQ

  UNITED KINGDOM

  Phone

  +442070166600

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Rodney James Barker

  IRN RJB01210

  • CF30 Customer (since 2 Dec 2025)
• Salima Fajal

  IRN SXF01618

  • SMF16 Compliance Oversight (23 Apr 2024 to 14 Feb 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (23 Apr 2024 to 14 Feb 2025)
  • [FCA CF] Significant management (1 Mar 2024 to 14 Feb 2025)
• Sasibai Kimis

  IRN KXS01558

  • CF30 Customer (1 Nov 2007 to 9 Oct 2008)
  • CF21 Investment Adviser (19 Jul 2007 to 31 Oct 2007)
• Simisola Moyosola Morenike Olusoga

  IRN SXO00108

  • [FCA CF] Client dealing (9 Dec 2019 to 24 Dec 2021)
• Sophie Louise East

  IRN SXE00133

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Sep 2023)
• Stefan Sarles

  IRN SXS04650

  • SMF16 Compliance Oversight (9 Dec 2019 to 25 Feb 2020)
  • CF10 Compliance Oversight (11 Oct 2016 to 8 Dec 2019)
• Tahir Wahid

  IRN TAW01044

  • CF30 Customer (30 Mar 2018 to 29 May 2019)
• Tavneet Bakshi

  IRN TXB01351

  • SMF27 Partner (9 Dec 2019 to 11 Feb 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 11 Feb 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Feb 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 11 Feb 2022)
  • CF4 Partner (5 Aug 2015 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 11 Feb 2022)
  • CF21 Investment Adviser (18 Jul 2007 to 31 Oct 2007)
• Vicky Shaoke Lai

  IRN VSL01004

  • CF30 Customer (16 Apr 2012 to 25 Jun 2019)
• William Jesse McCoy

  IRN WJM01083

  • CF30 Customer (1 Nov 2007 to 18 Sep 2009)
  • CF21 Investment Adviser (22 Nov 2006 to 31 Oct 2007)
  • CF4 Partner (22 Nov 2006 to 18 Sep 2009)

• First Avenue Partners (London) Limited

  FRN 751523 · Appointed 1 Jul 2016

No changes recorded yet.