Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF3 Chief Executive (AR) (since 30 Sep 2016)
    • CF1 Director (AR) (since 30 Sep 2016)
    • CF30 Customer (since 1 Nov 2007)
    • CF4 Partner (7 Nov 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Nov 2006 to 1 Jun 2007)
    • CF21 Investment Adviser (7 Nov 2006 to 31 Oct 2007)
    • CF3 Chief Executive (7 Nov 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (7 Nov 2006 to 31 Oct 2007)
    • (6)Employed By (since 11 Jul 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 22 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

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