Richard Andre Dubbs

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Bilbao Vizcaya Argentaria SA (no longer approved here)

    FRN 139228

    • CF30 Customer (13 May 2011 to 3 Oct 2011)
  • First Avenue Partners LLP (no longer approved here)

    FRN 453653

    • CF30 Customer (1 Nov 2007 to 8 Nov 2008)
    • CF27 Investment Management (15 Jun 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (15 Nov 2006 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (2 Jun 2004 to 7 Jul 2006)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (29 Jan 2002 to 27 Feb 2004)
  • Union Bancaire Privee, UBP SA (no longer approved here)

    FRN 147562

    • CF27 Investment Management (1 Dec 2001 to 31 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.