Financial & Legal Insurance Company Ltd

• Principal Place of Business

  5400 Lakeside

  Cheadle Royal Business Park

  Cheadle

  Cheshire

  SK8 3GQ

  UNITED KINGDOM

  Phone

  +441616032230

  Web

  https://www.financialandlegal.co.uk

• Complaints Contact

  5400 Lakeside

  Cheadle Royal Business Park

  Cheadle

  Cheshire

  SK8 3GQ

  UNITED KINGDOM

  Phone

  +4401616032230

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Accident, Assistance, Land Vehicles, Legal expenses, Miscellaneous financial loss

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Issues Insurance

  For All, Accident, Assistance, Land Vehicles, Legal expenses, Miscellaneous financial loss

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Anthony Hughes

  IRN AXH02624

  • Director of firm who is not a certification employee or a SMF manager (since 16 Jul 2020)
  • SMF9 Chair of the Governing Body (10 Dec 2018 to 13 Jul 2020)
  • SMF14 Senior Independent Director (10 Dec 2018 to 13 Jul 2020)
  • SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
  • SIMF14 Senior Independent Director (7 Mar 2016 to 9 Dec 2018)
  • SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 3 Sep 2018)
  • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 3 Sep 2018)
  • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 3 Sep 2018)
  • CF2 Non Executive Director (22 Jun 2015 to 6 Mar 2016)
• Anthony Pope

  IRN AXP54469

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Aug 2020)
  • SMF2 Chief Finance (since 21 Aug 2020)
  • SMF4 Chief Risk (16 Jun 2021 to 18 Jul 2024)
• Christopher John Garner

  IRN CXG01558

  • CF1 Director (AR) (15 Nov 2012 to 1 Nov 2017)
• Colin Gibson

  IRN CXG16449

  • SMF9 Chair of the Governing Body (since 6 Nov 2020)
  • SMF11 Chair of the Audit Committee (since 30 Sep 2019)
• David Anthony Ross

  IRN DAR01149

  • Director of firm who is not a certification employee or a SMF manager (since 13 Jul 2020)
• David Garner

  IRN DXG01159

  • CF1 Director (AR) (2 Mar 2012 to 24 Dec 2015)
  • CF3 Chief Executive (1 Aug 2002 to 1 Jan 2013)
  • CF1 Director (1 Dec 2001 to 24 Dec 2015)
  • CF10 Compliance Oversight (1 Dec 2001 to 1 Aug 2009)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Jan 2013)
• Deven Thakrar

  IRN DXT01796

  • Director of firm who is not a certification employee or a SMF manager (14 Feb 2019 to 31 May 2022)
• Elaine Valerie Parkes

  IRN EVR00001

  • SMF16 Compliance Oversight (since 17 Jul 2024)
  • SMF4 Chief Risk (since 17 Jul 2024)
• Grahame Davies

  IRN GXD47875

  • [FCA CF] Significant management (since 1 Dec 2019)
• Jonathan Daniels

  IRN JXD02498

  • Responsible for Insurance Distribution (since 2 May 2025)
  • SMF23 Chief Underwriting Officer (since 2 Apr 2025)
  • SMF3 Executive Director (since 10 Jul 2023)

• Supportis Limited

  FRN 616591 · Appointed 4 Mar 2014

• NAHL Support Services Limited (no longer appointed)

  FRN 948298 · Appointed 30 Mar 2021 · Until 24 Sep 2024

• National Accident Helpline Ltd (no longer appointed)

  FRN 439072 · Appointed 1 May 2015 · Until 9 Jan 2020

• Avensure Ltd (no longer appointed)

  FRN 575774 · Appointed 22 Feb 2012 · Until 1 Nov 2017

No changes recorded yet.