Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (10 Mar 2021 to 27 Jun 2024)
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- CF1 Director (AR) (2 Mar 2012 to 24 Dec 2015)
- CF3 Chief Executive (1 Aug 2002 to 1 Jan 2013)
- CF8 Apportionment and Oversight (1 Dec 2001 to 1 Jan 2013)
- CF10 Compliance Oversight (1 Dec 2001 to 1 Aug 2009)
- CF1 Director (1 Dec 2001 to 24 Dec 2015)
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- CF3 Chief Executive (14 Jan 2005 to 1 Jan 2013)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- CF1 Director (14 Jan 2005 to 1 Apr 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.