Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF8 Apportionment and Oversight (2 Nov 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Nov 2017 to 30 Sep 2018)
  • Financial & Legal Insurance Company Ltd (no longer approved here)

    FRN 202915

    • CF1 Director (AR) (15 Nov 2012 to 1 Nov 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.