FIL Platform Solutions (UK) Limited

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FRN: 1003207
Date authorised: 23 September 2023
Companies House: 15018212
Last scraped: 4 days ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

FIL Platform Solutions (UK) Limited

Beech Gate

Millfield Lane

Lower Kingswood

Tadworth

Surrey

KT20 6RP

UNITED KINGDOM

Phone

+4401737836144

Web

https://retirement.fidelity.co.uk
Complaints Contact

FIL Platform Solutions (UK) Limited

Beech Gate

Millfield Lane

Lower Kingswood

Tadworth

Surrey

KT20 6RP

UNITED KINGDOM

Phone

+441737836144

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm is limited to dealing as a principal in investments in the rights under the scheme(s) it operates.
Runs Stakeholder Pensions

For Professional, Retail (Investment), Stakeholder pension scheme
Runs Personal Pensions

For Professional, Retail (Investment), Personal pension scheme
Investment Setup

For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Brian Swainston
IRN BXS00579
- SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Jul 2025)
David Charles Huntley
IRN DCH01077
- Director of firm who is not a certification employee or a SMF manager (since 4 Apr 2025)
Edward Michael Harley
IRN EMH01067
- SMF16 Compliance Oversight (4 Apr 2025 to 15 Jul 2025)
Helen Joyce Walter
IRN HXW00293
- SMF5 Head of Internal Audit (since 18 Sep 2025)
Jeffrey Elliott Harris
IRN JXH00757
- SMF3 Executive Director (since 8 May 2025)
Jill Holohan
IRN JXH00606
- Responsible for Insurance Distribution (since 4 Apr 2025)
- SMF1 Chief Executive (since 4 Apr 2025)
John Patrick Clarke
IRN JXC02103
- SMF17 Money Laundering Reporting Officer (MLRO) (4 Apr 2025 to 1 Aug 2025)
Mark Gotts
IRN MXG00077
- SMF10 Chair of the Risk Committee (since 4 Apr 2025)
- SMF11 Chair of the Audit Committee (since 4 Apr 2025)
Michelle Ann Cracknell
IRN MAC00004
- SMF9 Chair of the Governing Body (since 4 Apr 2025)
Nicholas Anton Anderson
IRN NAA00004
- SMF16 Compliance Oversight (since 12 Aug 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.