Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FIL Platform Solutions (UK) Limited (no longer approved here)

    FRN 1003207

    • SMF16 Compliance Oversight (4 Apr 2025 to 15 Jul 2025)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • SMF16 Compliance Oversight (9 Dec 2019 to 15 Jul 2025)
    • CF10 Compliance Oversight (1 Feb 2018 to 8 Dec 2019)
  • Financial Administration Services Limited (no longer approved here)

    FRN 122169

    • SMF16 Compliance Oversight (9 Dec 2019 to 15 Jul 2025)
    • CF10 Compliance Oversight (1 Feb 2018 to 8 Dec 2019)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • SMF16 Compliance Oversight (9 Dec 2019 to 15 Jul 2025)
    • CF10 Compliance Oversight (9 Apr 2018 to 8 Dec 2019)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • SMF16 Compliance Oversight (9 Dec 2019 to 15 Jul 2025)
    • CF10 Compliance Oversight (1 Feb 2018 to 8 Dec 2019)
  • FIL Investment Advisors (UK) Limited (no longer approved here)

    FRN 159360

    • SMF16 Compliance Oversight (9 Dec 2019 to 15 Jul 2025)
    • CF10 Compliance Oversight (9 Apr 2018 to 8 Dec 2019)
  • FIL Wealth Management Limited (no longer approved here)

    FRN 464968

    • SMF16 Compliance Oversight (9 Dec 2019 to 15 Jul 2025)
    • CF10 Compliance Oversight (1 Feb 2018 to 8 Dec 2019)
  • FIL Life Insurance Limited (no longer approved here)

    FRN 186526

    • SMF16 Compliance Oversight (10 Dec 2018 to 1 Dec 2020)
    • CF10 Compliance Oversight (1 Feb 2018 to 9 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

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