Nicholas Anton Anderson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Financial Administration Services Limited
FRN 122169
- SMF16 Compliance Oversight (since 12 Aug 2025)
FIL Wealth Management Limited
FRN 464968
- SMF16 Compliance Oversight (since 12 Aug 2025)
FIL Platform Solutions (UK) Limited
FRN 1003207
- SMF16 Compliance Oversight (since 12 Aug 2025)
Evelyn Partners Financial Planning Limited (no longer approved here)
FRN 136414
- CF28 Systems and controls (1 Nov 2007 to 10 Nov 2011)
- CF15 Internal Audit (22 Nov 2006 to 31 Oct 2007)
- CF10 Compliance Oversight (22 Jun 2004 to 10 Nov 2011)
- CF11 Money Laundering Reporting (20 Feb 2003 to 10 Nov 2011)
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 10 Jun 2004)
TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED (no longer approved here)
FRN 142989
- CF28 Systems and controls (1 Nov 2007 to 10 Nov 2011)
- CF15 Internal Audit (22 Nov 2006 to 31 Oct 2007)
- CF11 Money Laundering Reporting (15 May 2006 to 10 Nov 2011)
- CF10 Compliance Oversight (15 May 2006 to 10 Nov 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.