Brian Swainston

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

FIL Investment Services (UK) Limited
FRN 121939
- SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Jul 2025)
Financial Administration Services Limited
FRN 122169
- SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Jul 2025)
FIL Investments International
FRN 122170
- SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Jul 2025)
FIL Pensions Management
FRN 144345
- SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Jul 2025)
FIL Investment Advisors (UK) Limited
FRN 159360
- SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Jul 2025)
FIL Life Insurance Limited
FRN 186526
- SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Jul 2025)
FIL Wealth Management Limited
FRN 464968
- SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Jul 2025)
FIL Platform Solutions (UK) Limited
FRN 1003207
- SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Jul 2025)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.