FIL Investment Services (UK) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Sudipto Banerji
IRN SXB01962
- CF30 Customer (1 Nov 2007 to 23 Oct 2017)
- CF27 Investment Management (17 May 2005 to 31 Oct 2007)
Sujay Kodlikeri
IRN SPK01058
- CF30 Customer (25 Mar 2008 to 30 Jan 2009)
Susan Mary McAll
IRN SMM01051
- CF10 Compliance Oversight (1 Dec 2001 to 11 Oct 2002)
Susanne Wooders
IRN SXW02180
- SMF4 Chief Risk (9 Dec 2019 to 3 Jan 2023)
- CF28 Systems and controls (21 Jan 2016 to 8 Dec 2019)
Sven Thorsten Oestmann
IRN STO00011
- CF30 Customer (10 Jan 2008 to 30 Jan 2009)
Tal Kadori Eloya
IRN TKE00006
- CF30 Customer (18 Feb 2008 to 21 May 2010)
Tama Willis
IRN TXW01114
- CF30 Customer (11 Jun 2008 to 30 Jan 2009)
Teera Chanpongsang
IRN TXC01261
- CF30 Customer (1 Nov 2007 to 14 Dec 2007)
- CF27 Investment Management (8 Sep 2005 to 31 Oct 2007)
Teresa Robson-Capps
IRN TXR01193
- SMF9 Chair of the Governing Body (since 2 Feb 2023)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 2 Feb 2023)
- CF2 Non Executive Director (27 Apr 2018 to 8 Dec 2019)
Tetsuji Inoue
IRN TXI01068
- CF27 Investment Management (13 Mar 2006 to 22 Jul 2006)

Smaller firms operating under this firm's FCA authorisation.

Fidelity Technology India Private Limited (no longer appointed)
FRN 225972 · Appointed 30 Jun 2003 · Until 9 Aug 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.