FIL Investment Services (UK) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Thierry Haim David Serero
IRN TDS01012
- CF27 Investment Management (1 Dec 2001 to 31 Jan 2003)
Thomas David Ewing
IRN TDE01015
- CF30 Customer (1 Nov 2007 to 31 Mar 2017)
- CF27 Investment Management (25 Apr 2007 to 31 Oct 2007)
Thomas Edmund Whyman
IRN TEW01020
- CF30 Customer (3 Jan 2008 to 30 Jan 2009)
Thomas Edward Stevenson
IRN TES01031
- CF30 Customer (1 Nov 2007 to 23 Oct 2017)
- CF26 Customer Trading (10 Jul 2007 to 31 Oct 2007)
Thomas Emil Johann Balk
IRN TEB00004
- CF1 Director (10 May 2012 to 31 Dec 2014)
- CF27 Investment Management (1 Dec 2001 to 15 Feb 2002)
Thomas Gordon Alan Sinclair
IRN TGS01030
- CF30 Customer (18 Jul 2008 to 17 Nov 2008)
Thomas Lawrence Frankel-Thonet
IRN TLF01006
- CF30 Customer (1 Nov 2007 to 1 Oct 2010)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Thomas Patrick Walsh
IRN TPW01025
- CF30 Customer (19 Jun 2008 to 19 Nov 2008)
Thomas Rose
IRN TXR01240
- CF30 Customer (29 Oct 2008 to 1 Oct 2016)
Timothy David Boyle
IRN TDB01034
- CF10 Compliance Oversight (27 Mar 2003 to 2 Dec 2003)

Smaller firms operating under this firm's FCA authorisation.

Fidelity Technology India Private Limited (no longer appointed)
FRN 225972 · Appointed 30 Jun 2003 · Until 9 Aug 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.