Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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FIL Investment Advisors (UK) Limited
FRN 159360
- [FCA CF] Manager of certification employee (since 15 Sep 2025)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Dec 2019)
- [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
- [FCA CF] Algorithmic trading (9 Dec 2019 to 10 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF26 Customer Trading (10 Jul 2007 to 31 Oct 2007)
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FIL Investments International
FRN 122170
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF26 Customer Trading (10 Jul 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 23 Oct 2017)
- CF26 Customer Trading (10 Jul 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 15 Mar 2019)
- CF26 Customer Trading (10 Jul 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.