Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • SMF4 Chief Risk (9 Dec 2019 to 3 Jan 2023)
    • CF28 Systems and controls (21 Jan 2016 to 8 Dec 2019)
  • Financial Administration Services Limited (no longer approved here)

    FRN 122169

    • SMF4 Chief Risk (9 Dec 2019 to 11 Oct 2022)
    • CF28 Systems and controls (21 Jan 2016 to 8 Dec 2019)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • SMF4 Chief Risk (9 Dec 2019 to 3 Jan 2023)
    • CF28 Systems and controls (8 Dec 2016 to 8 Dec 2019)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • SMF4 Chief Risk (9 Dec 2019 to 11 Oct 2022)
    • CF28 Systems and controls (8 Dec 2016 to 8 Dec 2019)
  • FIL Investment Advisors (UK) Limited (no longer approved here)

    FRN 159360

    • SMF4 Chief Risk (9 Dec 2019 to 3 Jan 2023)
    • CF28 Systems and controls (8 Dec 2016 to 8 Dec 2019)
  • FIL Wealth Management Limited (no longer approved here)

    FRN 464968

    • SMF4 Chief Risk (9 Dec 2019 to 11 Oct 2022)
    • CF28 Systems and controls (21 Jan 2016 to 8 Dec 2019)
  • FIL Life Insurance Limited (no longer approved here)

    FRN 186526

    • SMF4 Chief Risk (10 Dec 2018 to 11 Oct 2022)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
    • CF28 Systems and controls (21 Jan 2016 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.