FIL Investment Services (UK) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Moya-Anne Louise McGough
IRN MLM01087
- CF30 Customer (1 Apr 2008 to 15 Dec 2010)
Naomi Amanda Haynes
IRN NAH01042
- CF30 Customer (1 Nov 2007 to 12 May 2016)
- CF26 Customer Trading (9 Aug 2004 to 31 Oct 2007)
Nathan John Strik
IRN NJS01198
- CF30 Customer (1 Nov 2007 to 3 Mar 2009)
- CF27 Investment Management (17 Sep 2007 to 31 Oct 2007)
Neal Franklin
IRN NXF01060
- CF10 Compliance Oversight (14 Apr 2003 to 14 Oct 2003)
Neil Christopher Madden
IRN NCM01053
- CF30 Customer (8 Nov 2007 to 5 Sep 2014)
Neil David John Longmuir
IRN NDL01012
- CF16 Significant Mgt (Desgntd Investment Business) (1 Mar 2004 to 13 Oct 2005)
Neil Ogilvie Massie
IRN NXM01110
- [FCA CF] Significant management (since 29 Aug 2022)
Niamh Marie Whooley
IRN NMW01049
- CF30 Customer (3 Jan 2008 to 9 Jan 2009)
Nicholas Benedict Thompson
IRN NBT01007
- CF30 Customer (8 Mar 2013 to 23 Apr 2014)
Nicholas Birchall
IRN NPB01034
- CF1 Director (1 Apr 2016 to 31 Jul 2019)

Smaller firms operating under this firm's FCA authorisation.

Fidelity Technology India Private Limited (no longer appointed)
FRN 225972 · Appointed 30 Jun 2003 · Until 9 Aug 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.