Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 11. Pension transfer specialist
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- CF30 Customer (since 24 Feb 2020)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Naomi Haynes
FRN 921000
- (1)Employed By (since 24 Feb 2020)
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- CF30 Customer (1 Nov 2007 to 12 May 2016)
- CF26 Customer Trading (9 Aug 2004 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 12 May 2016)
- CF26 Customer Trading (9 Aug 2004 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 12 May 2016)
- CF26 Customer Trading (9 Aug 2004 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 12 May 2016)
- CF26 Customer Trading (9 Aug 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.